-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sewku0gqYvU/enpMd5o7lXJ79g9PbUP8FO/eGe8S3qJ2cCNTfYqKJmruMlgrEbRY zp8bivOOYVkpf5DggKmkog== 0001240051-06-000103.txt : 20060615 0001240051-06-000103.hdr.sgml : 20060615 20060615164609 ACCESSION NUMBER: 0001240051-06-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060613 FILED AS OF DATE: 20060615 DATE AS OF CHANGE: 20060615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS DON H JR CENTRAL INDEX KEY: 0001177270 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06907763 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION STREET 2: 777 EAST WISCONSIN AVENUE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-06-13 0001024478 ROCKWELL AUTOMATION INC ROK 0001177270 DAVIS DON H JR 1201 SOUTH SECOND STEET E-7F19 MILWAUKEE WI 53204 1 0 0 0 Common Stock 82013.1491 D Employee stock option (right to buy) 27.75 2010-10-06 Common Stock 116667 116667 D Director stock option (right to buy) 58.54 2006-02-02 2015-02-02 Common Stock 1500 1500 D Director stock option (right to buy) 65.35 2007-02-01 2016-02-01 Common Stock 1500 1500 D Common Stock Share Equivalents 2006-06-13 2006-06-14 4 J 0 96.8 0 D 2006-06-13 2006-06-13 Common Stock 96.8 0 I Nonqual. Savings Plan 815 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. The 116,667 shares become exercisable on 10/06/06. The option vests in three substantially equal annual installments beginning on the date exercisable. The reporting person's share equivalents, represented by Company stock fund units, were distributed in cash from the Company's non-qualified savings plan in connection with retirement in a transaction exempt under Rule 16b-3(c). K. A. Balistreri, Attorney-in-Fact for Don H. Davis, Jr. 2006-06-15 -----END PRIVACY-ENHANCED MESSAGE-----