-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bbg2wBGVvgqTkU2QgMvLLvioe40pvQSg3W+xzu4eePWsPFV/4pqWN+OBXaqC8CHL 67/2Qi/+IcmxI5hxY8hCYA== 0001240051-06-000095.txt : 20060511 0001240051-06-000095.hdr.sgml : 20060511 20060511150623 ACCESSION NUMBER: 0001240051-06-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060509 FILED AS OF DATE: 20060511 DATE AS OF CHANGE: 20060511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL MARY JANE CENTRAL INDEX KEY: 0001204908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06829742 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-09 0001024478 ROCKWELL AUTOMATION INC ROK 0001204908 HALL MARY JANE 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Sr. V. P., Human Resources Common Stock 2006-05-09 4 M 0 7900 27.75 A 38435 D Common Stock 2006-05-09 4 M 0 10933 43.90 A 49368 D Common Stock 2006-05-09 4 S 0 18833 D 30535 D Common Stock 1799.3558 I By Savings Plan Employee Stock Option (right to buy) 27.75 2006-05-09 4 M 0 7900 0 D 2004-10-06 2013-10-06 Common Stock 7900 15113 D Employee Stock Option (right to buy) 43.90 2006-05-09 4 M 0 10933 0 D 2005-11-08 2014-11-08 Common Stock 10933 24067 D Employee Stock Option (right to buy) 56.36 2006-11-07 2015-11-07 Common Stock 18200 18200 D Common Stock Share Equivalents Common Stock 307.0336 307.0336 I Non Qualified Savings Plan 1,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Sale prices ranged from $75.81 to $76.03. Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 5/1/2006. 1,779 shares are currently exercisable and 13,334 shares become exercisable on 10/06/2006. 733 shares are currently exercisable, 11,666 shares become exercisable on 11/08/2006 and 11,668 shares become exercisable on 11/08/2007. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 5/1/2006. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. Karen A. Balistreri, Attorney-in-Fact for Mary Jane Hall 2006-05-10 -----END PRIVACY-ENHANCED MESSAGE-----