-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L6L76mRCanyzEVTqc0zv49tDzaqHVS5Pm7tdVdVxObM7jmiH/J66/hs9ukxqnN2c z/KPJE9h1cdDs9r9BdgusQ== 0001240051-06-000089.txt : 20060510 0001240051-06-000089.hdr.sgml : 20060510 20060510114456 ACCESSION NUMBER: 0001240051-06-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060508 FILED AS OF DATE: 20060510 DATE AS OF CHANGE: 20060510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUFF ROBERT A CENTRAL INDEX KEY: 0001278047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06824242 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-08 0001024478 ROCKWELL AUTOMATION INC ROK 0001278047 RUFF ROBERT A 1201 SOUTH SECOND STREET E-7F19 MILWAUKEE WI 53204 0 1 0 0 Senior Vice President Common Stock 2006-05-08 4 M 0 11800 20.42 A 27600 D Common Stock 2006-05-08 4 M 0 9800 27.75 A 37400 D Common Stock 2006-05-08 4 S 0 20000 76.06 D 17400 D Common Stock 4629.0852 I By Savings Plan Employee Stock Option (right to buy) 20.42 2006-05-08 4 M 0 11800 0 D 2003-12-04 2012-12-04 Common Stock 11800 0 D Employee Stock Option (right to buy) 27.75 2006-05-08 4 M 0 9800 0 D 2004-10-06 2013-10-06 Common Stock 9800 29000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 35000 35000 D Employee Stock Option (right to buy) 56.36 2006-11-07 2015-11-07 Common Stock 18200 18200 D Common Stock Share Equivalents Common Stock 368.5861 368.5861 I Nonqual. Savings Plan 6,400 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 5/1/2006. 15,666 shares are currently exercisable and 13,334 shares vest on 10/06/2006. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes Company stock fund units credited under the Company's nonqualified savings plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 5/1/2006. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Robert A. Ruff 2006-05-09 -----END PRIVACY-ENHANCED MESSAGE-----