-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPmOM6UfYdjTeWhFKxKx7gFNd/fu1bkBXsZTfMK65iMcm7t7eQghrrMUVN9coqTX t8LOalej2r+PJuYfqDUK4w== 0001240051-06-000071.txt : 20060503 0001240051-06-000071.hdr.sgml : 20060503 20060503121121 ACCESSION NUMBER: 0001240051-06-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060502 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCORMICK WILLIAM T JR/WI CENTRAL INDEX KEY: 0001204909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06802429 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-05-02 0001024478 ROCKWELL AUTOMATION INC ROK 0001204909 MCCORMICK WILLIAM T JR/WI 1201 SOUTH SECOND STREET 7 F-19 MILWAUKEE WI 53204 1 0 0 0 Common Stock 2006-05-02 4 M 0 3000 16.05 A 21725 D Common Stock 2006-05-02 4 S 0 3000 73.2903 D 18725 D Director stock option (right to buy) 16.05 2006-05-02 4 M 0 3000 0 D 2002-07-31 2011-07-31 Common Stock 3000 0 D Director stock option (right to buy) 18.05 2003-02-06 2012-02-06 Common Stock 1000 1000 D Director stock option (right to buy) 22.76 2004-02-05 2013-02-05 Common Stock 1000 1000 D Director stock option (right to buy) 30.22 2005-02-04 2014-02-04 Common Stock 1500 1500 D Director stock option (right to buy) 58.54 2006-02-02 2015-02-02 Common Stock 1500 1500 D Director stock option (right to buy) 65.35 2007-02-01 2016-02-01 Common Stock 1500 1500 D 10,825 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for William T. McCormick, Jr. 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----