-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULIqMw8BbTgAXuko2Fw0fB5iLN2HJxLrogCfxqORBi/ap3tBF+bH9ItQqLIiUwfw tMs23SJsUODHWpK1j0X+Ww== 0001240051-06-000052.txt : 20060215 0001240051-06-000052.hdr.sgml : 20060215 20060215103918 ACCESSION NUMBER: 0001240051-06-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060214 FILED AS OF DATE: 20060215 DATE AS OF CHANGE: 20060215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EISENBROWN STEVEN A CENTRAL INDEX KEY: 0001278043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06620114 MAIL ADDRESS: STREET 1: 777 EAST WINCONSIN AVE STE 1400 CITY: WILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-14 0001024478 ROCKWELL AUTOMATION INC ROK 0001278043 EISENBROWN STEVEN A 777 EAST WISCONSIN AVENUE, SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2006-02-14 4 M 0 9700 13.40 A 25699 D Common Stock 2006-02-14 4 S 0 9700 68.65 D 15999 D Common Stock 5104.575 I By Savings Plan Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 55791 55791 D Employee Stock Option (right to buy) 13.40 2006-02-14 4 M 0 9700 0 D 2002-10-01 2011-10-01 Common Stock 9700 0 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 30400 30400 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 65000 65000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 80000 80000 D Employee Stock Option (right to buy) 56.36 2006-11-07 2015-11-07 Common Stock 43600 43600 D Common Stock Share Equivalents Common Stock 1624.551 1624.551 I Nonqual. Savings Plan 3,400 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Shares represented by Company stock fund units acquired under the Company's Savings Plan based on information furnished by the Plan Administrator as of 1/25/2006. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units acquired under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 1/25/2006. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Steven A. Eisenbrown 2006-02-15 -----END PRIVACY-ENHANCED MESSAGE-----