-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sht4znBDl80HAr7FKJmOCZ3I7TjV+2H1vXiyKLbXfvoddUXfgort/1uXKdyUOsAN 0GHfRAPsufQC6wEJt0TXYg== 0001240051-06-000049.txt : 20060208 0001240051-06-000049.hdr.sgml : 20060208 20060208153518 ACCESSION NUMBER: 0001240051-06-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060207 FILED AS OF DATE: 20060208 DATE AS OF CHANGE: 20060208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPPINS KENT G CENTRAL INDEX KEY: 0001204906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06588983 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-07 0001024478 ROCKWELL AUTOMATION INC ROK 0001204906 COPPINS KENT G 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 V. P. and Gen. Tax Counsel Common Stock 2006-02-07 4 M 0 2000 11.6038 A 2600 D Common Stock 2006-02-07 4 S 0 2000 67.15 D 600 D Common Stock 5910.731 I By Savings Plan Employee Stock Option (right to buy) 11.6038 2006-02-07 4 M 0 2000 0 D 2001-10-02 2010-10-02 Common Stock 2000 4600 D Employee Stock Option (right to buy) 13.40 2002-10-01 2011-10-01 Common Stock 12000 12000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 15000 15000 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 15000 15000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 15000 15000 D Employee Stock Option (right to buy) 56.36 2006-11-07 2015-11-07 Common Stock 7300 7300 D Common Stock Share Equivalents Common Stock 31.464 31.464 I Nonqual. Savings Plan 600 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Shares represented by Company stock fund units acquired under the Company's Savings Plan based on information furnished by the Plan Administrator as of 1/25/2006. The option vests in three substantially equal annual installments beginning on the date exercisable. Share equivalents represented by Company stock fund units acquired under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 1/25/2006. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for Kent G. Coppins 2006-02-08 -----END PRIVACY-ENHANCED MESSAGE-----