-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcW6ZqLDG03YUTJhfKTdTMxe5voESCV6gtAqYQa80dTTYIa9bW3fmSEliDRf+gWm YUppC73wdSHE9LQ2zjFxQw== 0001240051-06-000036.txt : 20060203 0001240051-06-000036.hdr.sgml : 20060203 20060203125927 ACCESSION NUMBER: 0001240051-06-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060201 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YONTZ KENNETH F CENTRAL INDEX KEY: 0000901687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06576670 BUSINESS ADDRESS: STREET 1: C/O APOGENT TECHNOLOGIES STREET 2: 30 PENHALLOW STREET CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 262 560 1632 MAIL ADDRESS: STREET 1: 4425 N. SAWYER ROAD CITY: OCONOMOWOC STATE: WI ZIP: 53066 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-02-01 0001024478 ROCKWELL AUTOMATION INC ROK 0000901687 YONTZ KENNETH F 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 0 0 0 Common Stock 2006-02-01 4 A 0 500 0 A 57090 D Director stock option (right to buy) 18.05 2003-02-06 2012-02-06 Common Stock 1000 1000 D Director stock option (right to buy) 18.05 2003-02-06 2012-02-06 Common Stock 7000 7000 D Director stock option (right to buy) 22.76 2004-02-05 2013-02-05 Common Stock 1000 1000 D Director stock option (right to buy) 30.22 2005-02-04 2014-02-04 Common Stock 1500 1500 D Director stock option (right to buy) 58.54 2006-02-02 2015-02-02 Common Stock 1500 1500 D Director stock option (right to buy) 65.35 2006-02-01 4 A 0 1500 0 A 2007-02-01 2016-02-01 Common Stock 1500 1500 D Restricted shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. 6,690 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for Kenneth F. Yontz 2006-02-02 -----END PRIVACY-ENHANCED MESSAGE-----