-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TX003Jm9XjDDiK7UB3J2qWF4rQPMW6G0ZVVpGZACXxSsjKE7jmH2Mz5QsCbOQSmu Ifv1j26Q2W6LE84DU94vdw== 0001240051-06-000017.txt : 20060131 0001240051-06-000017.hdr.sgml : 20060131 20060131182535 ACCESSION NUMBER: 0001240051-06-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060130 FILED AS OF DATE: 20060131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDERMOTT JOHN P CENTRAL INDEX KEY: 0001278046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 06567395 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-30 0001024478 ROCKWELL AUTOMATION INC ROK 0001278046 MCDERMOTT JOHN P 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Senior Vice President Common Stock 2006-01-30 4 M 0 15000 20.349 A 40573 D Common Stock 2006-01-30 4 M 0 20000 15.50 A 60573 D Common Stock 2006-01-30 4 S 0 35000 D 25573 D Common Stock 3834.887 I By Savings Plan Employee Stock Option (right to buy) 20.349 2006-01-30 4 M 0 15000 0 D 2000-10-04 2009-10-04 Common Stock 15000 48856 D Employee Stock Option (right to buy) 15.50 2006-01-30 4 M 0 20000 0 D 2003-10-07 2012-10-07 Common Stock 20000 6400 D Employee Stock Option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 60000 60000 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 60000 60000 D Employee Stock Option (right to buy) 56.36 2006-11-07 2015-11-07 Common Stock 32700 32700 D Common Stock Share Equivalents Common Stock 435.434 435.434 I Nonqual. Savings Plan Includes 2,600 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Sale prices ranged from $66.60 to $66.90. Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 1/25/2006. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 1/25/2006. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. K. A. Balistreri, Attorney-in-Fact for John P. McDermott 2006-01-31 -----END PRIVACY-ENHANCED MESSAGE-----