-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Smo/EWqVIYEQ44FIc9obD+SyqGbzP+IE6I4aWqNJSRV5YAbTLnEdhfp7KinuQk9B exPS8PJZjADytVFI9+8M6Q== 0001240051-05-000086.txt : 20051108 0001240051-05-000086.hdr.sgml : 20051108 20051108180632 ACCESSION NUMBER: 0001240051-05-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051108 DATE AS OF CHANGE: 20051108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliver Timothy Charles CENTRAL INDEX KEY: 0001290667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 051187363 BUSINESS ADDRESS: BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE STREET 2: SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-07 0001024478 ROCKWELL AUTOMATION INC ROK 0001290667 Oliver Timothy Charles 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Vice Pres. and Treasurer Common Stock 2005-11-07 4 A 0 900 A 6400 D Common Stock 3173.9589 I By Savings Plan Employee Stock Option (right to buy) 31.66 2005-05-17 2014-05-17 Common Stock 16667 16667 D Employee Stock Option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 23000 23000 D Employee Stock Option (right to buy) 56.36 2005-11-07 4 A 0 10900 0 A 2006-11-07 2015-11-07 Common Stock 10900 10900 D Common Stock Share Equivalents Common Stock 17.7317 17.7317 I Nonqual. Savings Plan Restricted stock award under the Company's 2000 Long-Term Incentives Plan, as amended. 6,400 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 10/31/2005. 8,333 shares vest on 05/17/06 and 8,334 shares vest on 05/17/07. The option vests in three substantially equal annual installments beginning on the date exercisable. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 10/31/2005. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The share equivalents are payable in cash upon retirement or after termination of employment. Karen A. Balistreri, Attorney-in-Fact for Timothy C. Oliver 2005-11-08 -----END PRIVACY-ENHANCED MESSAGE-----