-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCIQ3/efdMsXK8zS0kqKrCyoaxSJcgjukJhgYaZZ6JbgSe7yupm1E8eHWQGrOpho WhnP87Fy0IxEaFeSuaYjfw== 0001240051-05-000021.txt : 20050816 0001240051-05-000021.hdr.sgml : 20050816 20050816085340 ACCESSION NUMBER: 0001240051-05-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050815 FILED AS OF DATE: 20050816 DATE AS OF CHANGE: 20050816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HART JAMES E CENTRAL INDEX KEY: 0001278045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 051029120 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-15 0001024478 ROCKWELL AUTOMATION INC ROK 0001278045 HART JAMES E 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Vice President Common Stock 2005-08-15 4 M 0 7400 13.40 A 10512 D Common Stock 1996.9866 I By Savings Plan Employee stock option (right to buy) 20.349 2000-10-04 2009-10-04 Commom Stock 16500 16500 D Employee stock option (right to buy) 13.40 2005-08-15 4 M 0 7400 0 D 2002-10-01 2011-10-01 Common Stock 7400 0 D Employee stock option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 25000 25000 D Employee stock option (right to buy) 27.75 2004-10-06 2013-10-06 Common Stock 25000 25000 D Employee stock option (right to buy) 43.90 2005-11-08 2014-11-08 Common Stock 25000 25000 D Includes 1,334 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 7/29/2005. The option becomes exercisable in three equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for James E. Hart 2005-08-15 -----END PRIVACY-ENHANCED MESSAGE-----