-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeATM0qks+gY6d1zwVgzh1Z6Tcyp0HYhmzROoYdqOzEItQgN1h7YZmUA2u69onAN OeNSAqhwC5sUIafJasscCg== 0001240051-04-000047.txt : 20040206 0001240051-04-000047.hdr.sgml : 20040206 20040206145022 ACCESSION NUMBER: 0001240051-04-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORGAN DAVID M CENTRAL INDEX KEY: 0001204907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 04573720 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-04 0001024478 ROCKWELL AUTOMATION INC ROK 0001204907 DORGAN DAVID M 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0 1 0 0 Vice Pres. and Controller Common Stock 2004-02-04 4 I 0 1025.81 30.22 A 4659.127 I By Savings Plan Employee Stock Option (right to buy) 12.4821 1999-09-02 2008-09-02 Common Stock 747 747 D Employee Stock Option (right to buy) 20.349 2000-10-04 2009-10-04 Common Stock 5805 5805 D Employee Stock Option (right to buy) 11.6038 2001-10-02 2010-10-02 Common Stock 8901 8901 D Employee Stock Option (right to buy) 13.40 2002-10-01 2001-10-01 Common Stock 12000 12000 D Employee Stock Option (right to buy) 15.50 2003-10-07 2012-10-07 Common Stock 15000 15000 D Employee Stock 27.75 2004-10-06 2003-10-06 Common Stock 20000 20000 D Incldues shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 2/4/2004. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for David M. Dorgan 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----