-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BMccHKzgjinRjMgaaVSS/Mv+5RUyr/DYTm8GEPo4wNhtUyBjIpagiqpDDTX22WNh Dcc4j1RSFELTxOp65a6cCA== 0001240051-04-000036.txt : 20040206 0001240051-04-000036.hdr.sgml : 20040206 20040206135837 ACCESSION NUMBER: 0001240051-04-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOOT JOSEPH F JR CENTRAL INDEX KEY: 0001196918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 04573208 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-04 0001024478 ROCKWELL AUTOMATION INC ROK 0001196918 TOOT JOSEPH F JR 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1 0 0 0 Common Stock 2004-02-04 4 A 0 500 0 A 10137 D Common Stock 10400 I Trustee Director stock option (right to buy) 18.1746 2002-02-07 2011-02-07 Common Stock 334 334 D Director stock option (right to buy) 16.05 2002-07-31 2011-07-31 Common Stock 7000 7000 D Director stock option (right to buy) 18.05 2003-02-06 2012-02-06 Common Stock 1000 1000 D Director stock option (right to buy) 22.76 2004-02-05 2013-02-05 Common Stock 1000 1000 D Director stock option (right to buy) 30.22 2004-02-04 4 A 0 1500 0 A 2005-02-04 2014-02-04 Common Stock 1500 1500 D Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. 8,837 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Held by Society National Bank as Trustee under the Joseph F. Toot, Jr. Revocable Trust. The option vests in three substantially equal annual installments beginning on the date exercisable. K. A. Balistreri, Attorney-in-Fact for Joseph F. Toot, Jr. 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----