-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEb+bWxzRP/kth7kGAAy4xmyUIp3F1tPY/73SWtvaMU+WoZUaUhoIEPqYZQ1oB3t Fa78/53GayG3prYZyvv7Aw== 0001240051-04-000012.txt : 20040106 0001240051-04-000012.hdr.sgml : 20040106 20040106145336 ACCESSION NUMBER: 0001240051-04-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040105 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELLY JAMES V CENTRAL INDEX KEY: 0001274079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 04509670 BUSINESS ADDRESS: STREET 1: ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVE STE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-05 0001024478 ROCKWELL AUTOMATION INC ROK 0001274079 GELLY JAMES V 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100Sr. V. President and CFOCommon Stock2004-01-054A05000A5000DEmployee Stock Option34.242004-01-054A0700000A2005-01-052014-01-05Common Stock7000070000DRestricted stock award under the Company's 2000 Long-Term Incentives Plan.5,000 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.The option vests in three substantially equal annual installments beginning on the date exercisable.K. A. Balistreri, Attorney-in-Fact for James V. Gelly2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----