-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C4HFhTz71LpXCBEY/1GIay2Qdeq3OjUKlA0exsvrD6n04xnVNZKsgk4bJd5dOSsE cWFAwdsjDAl61PHXbG7VVg== 0001240051-03-000069.txt : 20031002 0001240051-03-000069.hdr.sgml : 20031002 20031002181232 ACCESSION NUMBER: 0001240051-03-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPEER DAVID B CENTRAL INDEX KEY: 0001122748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03925511 BUSINESS ADDRESS: STREET 1: POST OFFIVE BOX 942242 CITY: PALATINE STATE: IL ZIP: 60094-4242 BUSINESS PHONE: 8472946500 MAIL ADDRESS: STREET 1: PO BOX 94242 CITY: PALATINE STATE: IL ZIP: 60094-4242 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-01 0001024478 ROCKWELL AUTOMATION INC ROK 0001122748 SPEER DAVID B 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 1000Common Stock2003-10-014A032726.58A2638DCommon Stock2003-10-014A0101626.58A3654D< securityTitle>Director stock option (right to buy)22.762004-02-052013-02-05Common Stock70007000DDirector stock option (right to buy)22.762004-02-052013-02-05Common Stock10001000DRestricted shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.Restricted shares delivered as director annual retainer under the 2003 Directors Stock Plan.2,754 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met.The option vests in three substantially equal annual installments beginning on the date exercisable.K. A. Balistreri, Attorney-in-Fact for David B. Speer2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----