-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HDfad5z+N/gSrnaSlRn9NojqCDR8Pw2vIuf24uZuYXD0Vrj7/ugH9C4Iu+fi/PZb Hb0vkf5JbgU7+lGeYRGBiw== 0001240051-03-000040.txt : 20030730 0001240051-03-000040.hdr.sgml : 20030730 20030730105636 ACCESSION NUMBER: 0001240051-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030729 FILED AS OF DATE: 20030730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUEVER A LAWRENCE CENTRAL INDEX KEY: 0001240052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03810356 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E WISCONSIN AVENUE # 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-29 0001024478 ROCKWELL AUTOMATION INC ROK 0001240052 STUEVER A LAWRENCE 777 EAST WISCONSIN AVENUE SUITE 1400 MILWAUKEE WI 53202 0100 V. Pres. and General AuditorCommon Stock2003-07-294M024299.4597A2429DCommon Stock2003-07-294M0303713.7747A5466DCommon Stoc k2003-07-294S0400025.90D1466DCommon Stock2003-07-294 S0146625.99D0DEmployee stock option (right to buy)9.45972003-07-294M024290D1995-12-072004-12-07Common Stock24290DEmployee stock option (right to buy)13.77472003-07-294M030370D1996-12-062005-12-06Common Stock30370D53.1121 shares are held by the Reporting Person's spouse as custodian for son under uniform Gift to Minors Act. The Reporting Person disclaims benefical ownership of these securities and the filing of this report is not an admission that the reporting person is the benefical owner of these securities for purporses of Section 16 or for any other purpose.Reporting person also indirectly owns 15,121.67 shares as stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 7/25/03. Reporting person also directly owns options to purchase a total of 60,864 shares at exercise prices ranging from $10.5866 - $20.3490 and vesting dates ranging from currently exercisable to 10/4/2006.K. A. Balistreri, Attorney-in-Fact for A. Lawrence Stuever2003-07-30 -----END PRIVACY-ENHANCED MESSAGE-----