-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lz53hAh9dNrffaXflebizHO6TcAETYgCCoB7jTTlM0RkNaDVc9mWq264qhdKU43C YclW9C0QBkXej02QVLimag== 0001240051-03-000032.txt : 20030725 0001240051-03-000032.hdr.sgml : 20030725 20030725150841 ACCESSION NUMBER: 0001240051-03-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030724 FILED AS OF DATE: 20030725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLANY THOMAS J CENTRAL INDEX KEY: 0001204910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03803433 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-24 0001024478 ROCKWELL AUTOMATION INC ROK 0001204910 MULLANY THOMAS J 0100 Vice Pres. and TreasurerCommon Stock2003-07-244M021869.0282A2186D< /ownershipNature>Common Stock2003-07-244M025519.4597A4737DCommon Stock2003-07-244M0270310.5866A7440DCommon Stock2003-07-244S0480026.68D2640DCommon Stock2003-07-244S0264026.75D0DEmployee stock option (right to buy)9.02822003-07-244M021860D1994-12-012003-12-01Common Stock21860DEmployee stock option (right to buy)9.45972003-07-244M025510D1995-12-072004-12-07Common Stock25510DEmployee stock option (right to buy)10.58662003-07-244M027030D1995-12-072004-12-07Common Stock27035406DReporting person also indirectly owns 8,461.0322 shares as stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 7/21/03.Reporting person also (i) indirectly owns 70.3797 share equivalents, payable in cash upon retirement or after termination of employment, represented by Company stock fund units credited under the Company's Nonqualified Savings Plan based on information furnished by the Plan Administrator as of 07/18/03; share equivalents may not equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of unvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan, and (ii) directly owns options to purchase a total of 78,845 shares a t exercise prices ranging from $10.5866 - $20.3490 and vesting dates ranging from currently exercisable to 10/7/2005.Thomas J. Mullany2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----