-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyV08MeXZxvg1QP1otj8dIpv4i5V41EyzsZn6dx5VIMMnGorLa9TSACBBtEULg64 Ctai9VAFOqHO9qK9nmtqjg== 0001240051-03-000031.txt : 20030725 0001240051-03-000031.hdr.sgml : 20030725 20030725150635 ACCESSION NUMBER: 0001240051-03-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030724 FILED AS OF DATE: 20030725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLESS MICHAEL A CENTRAL INDEX KEY: 0001204903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03803424 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL INTERNATIONAL INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-24 0001024478 ROCKWELL AUTOMATION INC ROK 0001204903 BLESS MICHAEL A 0100Sr. V. President and CFOCommon Stock2003-07-244M02612910.5866A38785DCommon Stock2003-07-244M01595011.6038A60235DCommon Stock2003-07-24 4S04207926.80D12656DEmployee stock option (right to buy)10.58662003-07-244M0261290D1999-10-052008-10-05Common Stock261293604DEm ployee stock option (right to buy)11.60382003-07-244M0159500D2001-10-022010-10-02Common Stock159508800DReporting person also indirectly owns 5,335.9567 shares as stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 7/18/03. Reporting person also (i) indirectly owns 2,651.3419 share equivalents, payable in cash upon retirement or after termination of employment, represented by Company stock fund units credited under the Company's Nonqualified Savings Plan based on information furnished by the Plan Administrator as of 07/18/03; share equivalents may not equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of unvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan, and (ii) directly owns options to purchase a total of 239,972 shares at exercise prices ranging from $10.5866 - $20.3490 and vesting dates ranging from currently exercisable to 10/7/2005.Michael A. Bless2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----