0001024478-24-000167.txt : 20241206 0001024478-24-000167.hdr.sgml : 20241206 20241206183144 ACCESSION NUMBER: 0001024478-24-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241204 FILED AS OF DATE: 20241206 DATE AS OF CHANGE: 20241206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moret Blake D. CENTRAL INDEX KEY: 0001515154 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 241533488 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wk-form4_1733527897.xml FORM 4 X0508 4 2024-12-04 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001515154 Moret Blake D. 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 1 1 0 0 President and CEO 1 Common Stock 2024-12-04 4 M 0 3935 0 A 82050 I By Family Trust Common Stock 2024-12-05 4 S 0 1741 296.6708 D 80309 I By Family Trust Common Stock 165.97 I By Savings Plan Restricted Stock Units 2024-12-04 4 M 0 3935 0 D 2024-12-04 2026-12-04 Common Stock 3935 7872 D Employee Stock Option (Right to Buy) 297.10 2024-12-05 4 A 0 35298 0 A 2025-12-05 2034-12-05 Common Stock 35298 35298 D Restricted Stock Units 2024-12-05 4 A 0 11108 0 A 2025-12-05 2027-12-05 Common Stock 11108 11108 D Common Stock Share Equivalents Common Stock 484.85 484.85 I Nonqual. Savings Plan Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/4/2024. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.36 to $296.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2024. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2024. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Danielle White, Attorney-in-Fact for Blake D. Moret 2024-12-06