0001024478-24-000026.txt : 20240228 0001024478-24-000026.hdr.sgml : 20240228 20240228182551 ACCESSION NUMBER: 0001024478-24-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240228 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: House Rebecca W CENTRAL INDEX KEY: 0001693217 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 24697793 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wk-form4_1709162740.xml FORM 4 X0508 4 2024-02-28 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001693217 House Rebecca W 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP, CLO and Secretary 1 Common Stock 2024-02-28 4 M 0 13900 171.46 A 22382 D Common Stock 2024-02-28 4 S 0 3194 280.8072 D 19188 D Common Stock 2024-02-28 4 S 0 4006 281.4731 D 15182 D Common Stock 2024-02-28 4 S 0 6700 285.0056 D 8482 D Common Stock 49.57 I By savings plan Employee Stock Option (Right to Buy) 171.46 2024-02-28 4 M 0 13900 0 D 2019-12-04 2028-12-04 Common Stock 13900 0 D Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/29/2023. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.16 to $281.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $281.17 to $281.94. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285 to $285.0325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The options vested in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Rebecca W. House 2024-02-28