0001024478-23-000176.txt : 20231205 0001024478-23-000176.hdr.sgml : 20231205 20231205194814 ACCESSION NUMBER: 0001024478-23-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lakkundi Veena M CENTRAL INDEX KEY: 0001820707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 231468178 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG 220 09 E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wk-form4_1701823685.xml FORM 4 X0508 4 2023-12-04 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001820707 Lakkundi Veena M 1201 S. SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP, Strategy & Corp Developmt 0 Employee Stock Option (Right to Buy) 279.50 2023-12-04 4 A 0 4540 0 A 2024-12-04 2033-12-04 Common Stock 4540 4540 D Restricted Stock Units 2023-12-04 4 A 0 1396 0 A 2024-12-04 2026-12-04 Common Stock 1396 1396 D Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, attorney-in-fact for Veena M. Lakkundi 2023-12-05