0001024478-23-000034.txt : 20230228 0001024478-23-000034.hdr.sgml : 20230228 20230228214052 ACCESSION NUMBER: 0001024478-23-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kulaszewicz Frank C CENTRAL INDEX KEY: 0001516418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 23689468 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION, INC. STREET 2: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_167763842969974.xml FORM 4 X0306 4 2023-02-28 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001516418 Kulaszewicz Frank C 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP Common Stock 2023-02-28 4 M 0 167 196.43 A 15256 D Common Stock 2023-02-28 4 M 0 133 246.77 A 15389 D Common Stock 27.99 I By Savings Plan Employee Stock Option (Right to Buy) 196.43 2023-02-28 4 M 0 167 196.43 D 2020-12-05 2029-12-05 Common Stock 167.0 15800 D Employee Stock Option (Right to Buy) 246.77 2023-02-28 4 M 0 133 246.77 D 2021-12-10 2030-12-10 Common Stock 133.0 6784 D Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/22. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. The option vests in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Frank C. Kulaszewicz 2023-02-28