0001024478-23-000028.txt : 20230213
0001024478-23-000028.hdr.sgml : 20230213
20230213200841
ACCESSION NUMBER: 0001024478-23-000028
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230213
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buttermore Robert L.
CENTRAL INDEX KEY: 0001963701
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 23621293
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
3
1
wf-form3_167633690159624.xml
FORM 3
X0206
3
2023-02-13
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001963701
Buttermore Robert L.
1201 S 2ND STREET
MILWAUKEE
WI
53204
0
1
0
0
SVP,Chief Supply Chain Officer
Common Stock
1302
D
Common Stock
265.79
I
By Savings Plan
Employee Stock Option (Right to Buy)
196.43
2020-12-05
2029-12-05
Common Stock
800.0
D
Employee Stock Option (Right to Buy)
246.77
2021-12-10
2030-12-10
Common Stock
1050.0
D
Employee Stock Option (Right to Buy)
350.76
2022-12-07
2031-12-07
Common Stock
822.0
D
Employee Stock Option (Right to Buy)
259.81
2023-12-09
2032-12-09
Common Stock
1546.0
D
Restricted Stock Units
0.0
2021-12-10
2023-12-10
Common Stock
235.0
D
Restricted Stock Units
0.0
2022-12-07
2024-12-07
Common Stock
206.0
D
Restricted Stock Units
0.0
2023-06-06
2025-06-06
Common Stock
4655.0
D
Restricted Stock Units
0.0
2023-12-09
2025-12-09
Common Stock
462.0
D
Performance Shares
0.0
2023-12-10
2023-12-10
Common Stock
255.0
D
Performance Shares
0.0
2024-12-07
2024-12-07
Common Stock
200.0
D
Performance Shares
0.0
2025-12-09
2025-12-09
Common Stock
470.0
D
Common Stock Share Equivalents
Common Stock
60.46
I
By Nonqualified Savings Plan
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 1/17/2023.
The options vest in three substantially equal annual installments beginning on the date exercisable.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 7, 2024, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
The share equivalents are payable in cash upon retirement or after termination of employment.
Share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan based on information furnished by the Plan Administrator as of 1/17/2023.
Each unit is the economic equivalent of one share of Company common stock.
Danielle White, Attorney-in-fact for Robert L. Buttermore
2023-02-13