0001024478-22-000173.txt : 20221213
0001024478-22-000173.hdr.sgml : 20221213
20221213181032
ACCESSION NUMBER: 0001024478-22-000173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221209
FILED AS OF DATE: 20221213
DATE AS OF CHANGE: 20221213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moret Blake D.
CENTRAL INDEX KEY: 0001515154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 221460727
MAIL ADDRESS:
STREET 1: C/O ROCKWELL AUTOMATION, INC.
STREET 2: 1201 SOUTH SECOND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_167097301402963.xml
FORM 4
X0306
4
2022-12-09
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001515154
Moret Blake D.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
1
1
0
0
President and CEO
Common Stock
2022-12-10
4
M
0
2635
0
A
68763
D
Common Stock
2022-12-12
4
S
0
810
258.3533
D
67953
D
Common Stock
2022-12-12
4
S
0
373
258.9708
D
67580
D
Common Stock
166.51
I
By Savings Plan
Restricted Stock Units
2022-12-10
4
M
0
2635
0
D
2021-12-10
2023-12-10
Common Stock
2635.0
2635
D
Employee Stock Option (Right to Buy)
259.81
2022-12-09
4
A
0
38650
0
A
2023-12-09
2032-12-09
Common Stock
38650.0
38650
D
Restricted Stock Units
2022-12-09
4
A
0
11547
0
A
2023-12-09
2025-12-09
Common Stock
11547.0
11547
D
Common Stock Share Equivalents
Common Stock
470.0
470
I
Nonqual. Savings Plan
Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.76 to $258.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.7901 to $259.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Awarded under the Company's 2020 Long-Term Incentives Plan.
The options vest in three substantially equal annual installments beginning on the date exercisable.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Danielle White, Attorney-in-Fact for Blake D. Moret
2022-12-13