0001024478-22-000131.txt : 20221208 0001024478-22-000131.hdr.sgml : 20221208 20221208192112 ACCESSION NUMBER: 0001024478-22-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20221208 DATE AS OF CHANGE: 20221208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gangestad Nicholas C CENTRAL INDEX KEY: 0001515709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 221453479 MAIL ADDRESS: STREET 1: 3M CENTER-OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_167054524882854.xml FORM 4 X0306 4 2022-12-07 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001515709 Gangestad Nicholas C 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Sr. VP and CFO Common Stock 2022-12-07 4 M 0 912 0 A 4850 D Common Stock 2022-12-08 4 S 0 426 256.8228 D 4424 D Restricted Stock Units 2022-12-07 4 M 0 912 0 D 2022-12-07 2024-12-07 Common Stock 912.0 1825 D Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.7350 to $257.0750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Nicholas C. Gangestad 2022-12-08 EX-24 2 poagangestadapril2022_.htm GANGESTADPOA

 POWER OF ATTORNEY

    I, Nicholas C. Gangestad, appoint Rebecca W. House, Danielle White, and Benjamin Genzer signing singly, attorney-in-fact to:

(1) execute on my behalf and in my capacity as an officer of Rockwell Automation, Inc., a Delaware corporation (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, and Forms 144 under the Securities Act of 1933, and the rules thereunder (the "Form" or "Forms");

(2) perform any and all acts on my behalf that may be necessary or desirable to complete and execute any Form and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(3) take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by me, it being understood that the documents executed by such attorney-in-fact on my behalf pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion.

    I grant to each such attorney-in-fact full power and authority to do and perform any act necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present.  I ratify and confirm all that such attorney-in-fact shall lawfully do by the rights and powers granted by this Power of Attorney. Each attorney-in-fact shall have full power of substitution or revocation.

    I acknowledge that the attorneys-in-fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

    This Power of Attorney will remain in full force and effect until I am no longer required to file the Forms with respect to my holdings of and transactions in securities issued by the Company, unless I earlier revoke it in a signed writing delivered to the Secretary of the Company for distribution to the foregoing attorneys-in-fact. This Power of Attorney supersedes any prior power of attorney in connection with the undersigned's capacity as an officer of the Company. This Power of Attorney shall expire as to any individual attorney-in-fact if such attorney-in-fact ceases to be an employee of the Company.

    IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the date set forth with their signature.

    _/s/ Nicholas C. Gangestad_______        Nicholas C. Gangestad
      April 28, 2022