0001024478-22-000046.txt : 20220607 0001024478-22-000046.hdr.sgml : 20220607 20220607181812 ACCESSION NUMBER: 0001024478-22-000046 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220606 FILED AS OF DATE: 20220607 DATE AS OF CHANGE: 20220607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Myers Tessa M. CENTRAL INDEX KEY: 0001769006 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 221002191 MAIL ADDRESS: STREET 1: 4545 W BROWN DEER ROAD STREET 2: P.O. BOX 245036 CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 3/A 1 wf-form3a_165464026986464.xml FORM 3/A X0206 3/A 2022-06-06 2022-06-06 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001769006 Myers Tessa M. 1201 S 2ND STREET MILWAUKEE WI 53204 0 1 0 0 SVP, Intelligent Devices Common Stock 7.80 I By Savings Plan Common Stock 1059 D Employee Stock Option (Right to Buy) 350.76 2022-12-07 2031-12-07 Common Stock 2738.0 D Employee Stock Option (Right to Buy) 246.77 2021-12-10 2030-12-10 Common Stock 2200.0 D Employee Stock Option (Right to Buy) 196.43 2020-12-05 2029-12-05 Common Stock 2534.0 D Employee Stock Option (Right to Buy) 171.46 2019-12-04 2028-12-04 Common Stock 1400.0 D Performance Shares 2024-12-07 2024-12-07 Common Stock 665.0 D Performance Shares 2023-12-10 2023-12-10 Common Stock 540.0 D Performance Shares 2022-12-05 2022-12-05 Common Stock 470.0 D Common Stock Share Equivalents Common Stock 24.95 D Restricted Stock Units 0.0 2023-08-03 2023-08-03 Common Stock 1820.0 D Restricted Stock Units 0.0 2021-12-10 2023-12-10 Common Stock 327.0 D Restricted Stock Units 0.0 2022-12-07 2024-12-07 Common Stock 685.0 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 5/26/2022. Includes 230 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The options vest in three substantially equal annual installments beginning on the date exercisable. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 7, 2024, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. The share equivalents are payable in cash upon retirement or after termination of employment. Each unit is the economic equivalent of one share of Company common stock. The restricted stock units were unintentionally omitted from the original Form 3. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-In-Fact for Tessa M Myers 2022-06-07