0001024478-22-000025.txt : 20220303 0001024478-22-000025.hdr.sgml : 20220303 20220303183000 ACCESSION NUMBER: 0001024478-22-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gangestad Nicholas C CENTRAL INDEX KEY: 0001515709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 22710996 MAIL ADDRESS: STREET 1: 3M CENTER-OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_164635016752600.xml FORM 4 X0306 4 2022-03-01 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001515709 Gangestad Nicholas C 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Sr. VP and CFO Common Stock 2022-03-01 4 M 0 5308 0 A 5808 D Common Stock 2022-03-02 4 S 0 1870 270.325 D 3938 D Restricted Stock Units 2022-03-01 4 M 0 5308 0 D 2022-03-01 2024-03-01 Common Stock 5308.0 10617 D Sale of shares pursuant to a 10b5-1 trading plan entered into on 1/1/2022 to cover taxes due on restricted stock that vested on 3/1/2022. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $269.80 to $270.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, Attorney-in-fact for Nicholas C. Gangestad 2022-03-03