0001024478-21-000175.txt : 20211214
0001024478-21-000175.hdr.sgml : 20211214
20211214173917
ACCESSION NUMBER: 0001024478-21-000175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211210
FILED AS OF DATE: 20211214
DATE AS OF CHANGE: 20211214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riesterer Terry L.
CENTRAL INDEX KEY: 0001794668
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 211492133
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_163952154188317.xml
FORM 4
X0306
4
2021-12-10
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001794668
Riesterer Terry L.
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
Vice President and Controller
Common Stock
2021-12-10
4
M
0
98
0
A
1274
D
Common Stock
2021-12-13
4
S
0
34
350.1791
D
1240
D
Common Stock
689.14
I
By Savings Plan
Restricted Stock Units
2021-12-10
4
M
0
98
0
D
2021-12-10
2023-12-10
Common Stock
98.0
197
D
Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.1501 to $350.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 150 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Karen A. Balistreri, Attorney-in-fact for Terry L. Riesterer
2021-12-14