0001024478-21-000155.txt : 20211209 0001024478-21-000155.hdr.sgml : 20211209 20211209190425 ACCESSION NUMBER: 0001024478-21-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woods Isaac CENTRAL INDEX KEY: 0001825762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211483206 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_163909465193276.xml FORM 4 X0306 4 2021-12-07 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001825762 Woods Isaac 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Vice President and Treasurer Employee Stock Option (Right to Buy) 350.76 2021-12-07 4 A 0 1027 0 A 2022-12-07 2031-12-07 Common Stock 1027.0 1027 D Restricted Stock Units 2021-12-07 4 A 0 257 0 A 2022-12-07 2024-12-07 Common Stock 257.0 257 D Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-fact for Isaac Woods 2021-12-09