0001024478-21-000145.txt : 20211209
0001024478-21-000145.hdr.sgml : 20211209
20211209183844
ACCESSION NUMBER: 0001024478-21-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211207
FILED AS OF DATE: 20211209
DATE AS OF CHANGE: 20211209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicolas Ernest
CENTRAL INDEX KEY: 0001791766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 211483169
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_163909311158808.xml
FORM 4
X0306
4
2021-12-07
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001791766
Nicolas Ernest
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
SVP,Chief Supply Chain Officer
Employee Stock Option (Right to Buy)
350.76
2021-12-07
4
A
0
3422
0
A
2022-12-07
2031-12-07
Common Stock
3422.0
3422
D
Restricted Stock Units
2021-12-07
4
A
0
856
0
A
2022-12-07
2024-12-07
Common Stock
856.0
856
D
Common Stock Share Equivalents
Common Stock
48.88
48.88
I
Nonqual. Savings Plan
Awarded under the Company's 2020 Long-Term Incentives Plan.
The options vest in three substantially equal annual installments beginning on the date exercisable.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
2021-12-09