0001024478-21-000137.txt : 20211209 0001024478-21-000137.hdr.sgml : 20211209 20211209182325 ACCESSION NUMBER: 0001024478-21-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211209 DATE AS OF CHANGE: 20211209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lakkundi Veena M CENTRAL INDEX KEY: 0001820707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211483117 MAIL ADDRESS: STREET 1: 3M COMPANY STREET 2: 3M CENTER, BLDG 220 09 E-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_163909218975114.xml FORM 4 X0306 4 2021-12-07 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001820707 Lakkundi Veena M 1201 S. SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP, Strategy & Corp Developmt Employee Stock Option (Right to Buy) 350.76 2021-12-07 4 A 0 4448 0 A 2022-12-07 2031-12-07 Common Stock 4448.0 4448 D Restricted Stock Units 2021-12-07 4 A 0 1112 0 A 2022-12-07 2024-12-07 Common Stock 1112.0 1112 D Awarded under the Company's 2020 Long-Term Incentives Plan. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Danielle White, attorney-in-fact for Veena M. Lakkundi 2021-12-09