0001024478-21-000043.txt : 20210830 0001024478-21-000043.hdr.sgml : 20210830 20210830182813 ACCESSION NUMBER: 0001024478-21-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fooks Elik I CENTRAL INDEX KEY: 0001699819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211224856 MAIL ADDRESS: STREET 1: 1201 S 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_163036247390115.xml FORM 4 X0306 4 2021-08-27 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001699819 Fooks Elik I 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 Senior Vice President Common Stock 2021-08-27 4 M 0 2900 108.89 A 7074.8046 D Common Stock 2021-08-27 4 S 0 2900 321.683 D 4174.8046 D Common Stock 3390.5902 I By savings plan Employee Stock Option (Right to Buy) 108.89 2021-08-27 4 M 0 2900 0 D 2014-12-04 2023-12-04 Common Stock 2900.0 0 D Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $321.48 to $321.915. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks 2021-08-30