0001024478-21-000029.txt : 20210721
0001024478-21-000029.hdr.sgml : 20210721
20210721192515
ACCESSION NUMBER: 0001024478-21-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210720
FILED AS OF DATE: 20210721
DATE AS OF CHANGE: 20210721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nardecchia Christopher
CENTRAL INDEX KEY: 0001720483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 211105590
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_162690989988510.xml
FORM 4
X0306
4
2021-07-20
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001720483
Nardecchia Christopher
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
SVP, Chief Information Officer
Common Stock
2021-07-20
4
M
0
3729
192.86
A
11791
D
Common Stock
2021-07-20
4
M
0
5200
195.16
A
16991
D
Common Stock
2021-07-20
4
S
0
8929
295.0255
D
8062
D
Common Stock
5.1966
I
By Savings Plan
Employee Stock Option (Right to Buy)
192.86
2021-07-20
4
M
0
3729
0
D
2018-12-08
2027-12-08
Common Stock
3729.0
500
D
Employee Stock Option (Right to Buy)
195.16
2021-07-20
4
M
0
5200
0
D
2018-11-01
2027-11-01
Common Stock
5200.0
0
D
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2021.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Karen A. Balistreri, Attorney-in-fact for Christopher Nardecchia
2021-07-21