0001024478-21-000029.txt : 20210721 0001024478-21-000029.hdr.sgml : 20210721 20210721192515 ACCESSION NUMBER: 0001024478-21-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210720 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nardecchia Christopher CENTRAL INDEX KEY: 0001720483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211105590 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_162690989988510.xml FORM 4 X0306 4 2021-07-20 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001720483 Nardecchia Christopher 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP, Chief Information Officer Common Stock 2021-07-20 4 M 0 3729 192.86 A 11791 D Common Stock 2021-07-20 4 M 0 5200 195.16 A 16991 D Common Stock 2021-07-20 4 S 0 8929 295.0255 D 8062 D Common Stock 5.1966 I By Savings Plan Employee Stock Option (Right to Buy) 192.86 2021-07-20 4 M 0 3729 0 D 2018-12-08 2027-12-08 Common Stock 3729.0 500 D Employee Stock Option (Right to Buy) 195.16 2021-07-20 4 M 0 5200 0 D 2018-11-01 2027-11-01 Common Stock 5200.0 0 D Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/25/2021. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.00 to $295.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes 6,500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 6/30/2021. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-fact for Christopher Nardecchia 2021-07-21