0001024478-21-000025.txt : 20210707
0001024478-21-000025.hdr.sgml : 20210707
20210707171651
ACCESSION NUMBER: 0001024478-21-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210707
FILED AS OF DATE: 20210707
DATE AS OF CHANGE: 20210707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nicolas Ernest
CENTRAL INDEX KEY: 0001791766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12383
FILM NUMBER: 211078119
MAIL ADDRESS:
STREET 1: 1201 S. 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC
CENTRAL INDEX KEY: 0001024478
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 251797617
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-382-2000
MAIL ADDRESS:
STREET 1: 1201 SOUTH 2ND STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20061109
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC
DATE OF NAME CHANGE: 20020507
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP
DATE OF NAME CHANGE: 19970106
4
1
wf-form4_162569258392960.xml
FORM 4
X0306
4
2021-07-07
0
0001024478
ROCKWELL AUTOMATION, INC
ROK
0001791766
Nicolas Ernest
1201 SOUTH SECOND STREET
MILWAUKEE
WI
53204
0
1
0
0
SVP,Chief Supply Chain Officer
Common Stock
37
I
By spouse
Common Stock
481.5513
I
By Savings Plan
Common Stock
2021-07-07
4
M
0
2300
136.40
A
7324.50
D
Common Stock
2021-07-07
4
S
0
2300
290
D
5024.50
D
Employee Stock Option (Right to Buy)
136.4
2021-07-07
4
M
0
2300
0
D
2017-12-06
2026-12-06
Common Stock
2300.0
0
D
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2021.
Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.
Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
2021-07-07