0001024478-21-000025.txt : 20210707 0001024478-21-000025.hdr.sgml : 20210707 20210707171651 ACCESSION NUMBER: 0001024478-21-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210707 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nicolas Ernest CENTRAL INDEX KEY: 0001791766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211078119 MAIL ADDRESS: STREET 1: 1201 S. 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_162569258392960.xml FORM 4 X0306 4 2021-07-07 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001791766 Nicolas Ernest 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 0 1 0 0 SVP,Chief Supply Chain Officer Common Stock 37 I By spouse Common Stock 481.5513 I By Savings Plan Common Stock 2021-07-07 4 M 0 2300 136.40 A 7324.50 D Common Stock 2021-07-07 4 S 0 2300 290 D 5024.50 D Employee Stock Option (Right to Buy) 136.4 2021-07-07 4 M 0 2300 0 D 2017-12-06 2026-12-06 Common Stock 2300.0 0 D Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2021. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. The option vests in three substantially equal annual installments beginning on the date exercisable. Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas 2021-07-07