0001024478-21-000021.txt : 20210702 0001024478-21-000021.hdr.sgml : 20210702 20210702123235 ACCESSION NUMBER: 0001024478-21-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holloman James Phillip CENTRAL INDEX KEY: 0001424987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 211068819 MAIL ADDRESS: STREET 1: P.O. BOX 625737, 6800 CINTAS BOULEVARD CITY: CINCINNATI STATE: OH ZIP: 45262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION, INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20061109 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 4 1 wf-form4_162524353683945.xml FORM 4 X0306 4 2021-07-01 0 0001024478 ROCKWELL AUTOMATION, INC ROK 0001424987 Holloman James Phillip 1201 SOUTH SECOND STREET MILWAUKEE WI 53204 1 0 0 0 Restricted Stock Units 2021-07-01 4 A 0 95 0 A Common Stock 95.0 11672 D Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Payable upon retirement, change of control and certain other circumstances. Karen A. Balistreri, Attorney-in-fact for J. Phillip Holloman 2021-07-02