-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FcaJ0UEPHkQ+3lKSjosI5tzBaeDqdDZ3SAPmjdoDesoH2nqM+iI8R2wX9aIODtwG LNM7VsTSKERSdz0EES0epg== 0001005477-03-002501.txt : 20030730 0001005477-03-002501.hdr.sgml : 20030730 20030730115836 ACCESSION NUMBER: 0001005477-03-002501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030728 FILED AS OF DATE: 20030730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-212-5299 MAIL ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE SUITE 1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCKWELL BRUCE M CENTRAL INDEX KEY: 0000934205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12383 FILM NUMBER: 03810625 BUSINESS ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142125299 MAIL ADDRESS: STREET 1: C/O ROCKWELL AUTOMATION INC STREET 2: 777 E. WISCONSIN AVE #1400 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 edgar123.xml FORM 4 X0201 4 2003-07-28 0 0001024478 ROCKWELL AUTOMATION INC ROK 0000934205 ROCKWELL BRUCE M 777 EAST WISCONSIN AVENUE MILWAUKEE WI 53202 1 0 0 0 Common Stock 2003-07-28 4 M 0 1213 16.1644 A 45546 D Common Stock 2003-07-28 4 M 0 1140 18.3105 A 46686 D Common Stock 2003-07-28 4 M 0 1000 18.3703 A 47686 D Common Stock 2003-07-28 4 M 0 1000 17.8539 A 48686 D Common Stock 2003-07-28 4 M 0 1000 18.7986 A 49686 D Common Stock 2003-07-28 4 M 0 666 18.1746 A 50352 D Common Stock 2003-07-28 4 M 0 333 18.05 A 50685 D Common Stock 2003-07-28 4 S 0 6352 26.35 D 44333 D Employee stock option (right to buy) 16.1644 2003-07-28 4 M 0 1213 0 D 1997-02-07 2006-02-07 Common Stock 1213 0 D Employee stock option (right to buy) 18.3105 2003-07-28 4 M 0 1140 0 D 1998-02-05 2007-02-05 Common Stock 1140 0 D Employee stock option (right to buy) 18.3703 2003-07-28 4 M 0 1000 0 D 1999-02-04 2008-02-04 Common Stock 1000 0 D Employee stock option (right to buy) 17.8539 2003-07-28 4 M 0 1000 0 D 2000-02-03 2009-02-03 Common Stock 1000 0 D Employee stock option (right to buy) 18.7986 2003-07-28 4 M 0 1000 0 D 2001-02-02 2010-02-02 Common Stock 1000 0 D Employee stock option (right to buy) 18.1746 2003-07-28 4 M 0 666 0 D 2002-02-07 2011-02-07 Common Stock 666 334 D Employee stock option (right to buy) 18.05 2003-07-28 4 M 0 333 0 D 2003-02-07 2012-02-07 Common Stock 333 667 D 6,621 shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met and 37,712 shares are held by Trust. Reporting person also indirectly owns options to purchase a total of 8,000 shares at exercise prices ranging from $16.05 - $22.76 with vesting dates ranging from 07/31/2003 to 2/05/06. K. A. Balistreri, Attorney-in-Fact for Bruce M. Rockwell 2003-07-29 -----END PRIVACY-ENHANCED MESSAGE-----