0000950123-11-087911.txt : 20110930 0000950123-11-087911.hdr.sgml : 20110930 20110930161230 ACCESSION NUMBER: 0000950123-11-087911 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 EFFECTIVENESS DATE: 20110930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL AUTOMATION INC CENTRAL INDEX KEY: 0001024478 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 251797617 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-151476 FILM NUMBER: 111117047 BUSINESS ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-382-2000 MAIL ADDRESS: STREET 1: 1201 SOUTH 2ND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL AUTOMATION INC DATE OF NAME CHANGE: 20020507 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19970106 FORMER COMPANY: FORMER CONFORMED NAME: NEW ROCKWELL INTERNATIONAL CORP DATE OF NAME CHANGE: 19961009 S-8 POS 1 c22886sv8pos.htm FORM S-8 POS sv8pos
As filed with the Securities and Exchange Commission on September 30, 2011.
Registration Statement No. 333-151476
 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Post-Effective Amendment No. 1
To
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
Rockwell Automation, Inc.
(Exact name of registrant as specified in its charter)
     
Delaware   25-1797617
(State or other jurisdiction of   (I.R.S. Employer
incorporation or organization)   Identification Number)
     
1201 South 2nd Street    
Milwaukee, Wisconsin   53204
(Address of Principal   (Zip Code)
Executive Offices)    
 
Rockwell Automation Savings and Investment Plan for Represented Hourly Employees
Rockwell Automation Retirement Savings Plan for Represented Hourly Employees
(Full title of the plans)
 
Douglas M. Hagerman, Esq.
Senior Vice President, General Counsel and Secretary
Rockwell Automation, Inc.
1201 South 2nd Street
Milwaukee, Wisconsin 53204
(Name and address of agent for service)
(414) 382-2000
(Telephone number, including area code, of agent for service)
 
Copy to:
Marc A. Alpert, Esq.
Chadbourne & Parke LLP
30 Rockefeller Plaza
New York, New York 10112
(212) 408-5100
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
             
Large Accelerated Filer þ   Accelerated Filer o   Non-accelerated Filer o   Smaller Reporting Company o
 
 

 

 

 

WITHDRAWAL OF SECURITIES FROM REGISTRATION
Rockwell Automation, Inc. by this Post-Effective Amendment No. 1 to its Registration Statement on Form S-8 (Registration No. 333-151476) withdraws from registration under the Securities Act of 1933, as amended, the following securities: (i) any shares of its common stock, par value $1 per share, remaining undelivered under the Rockwell Automation Savings and Investment Plan for Represented Hourly Employees and the Rockwell Automation Retirement Savings Plan for Represented Hourly Employees and (ii) any interests remaining unsold in the Rockwell Automation Savings and Investment Plan for Represented Hourly Employees and the Rockwell Automation Retirement Savings Plan for Represented Hourly Employees.
On July 21, 2011, the Rockwell Automation Savings and Investment Plan for Represented Hourly Employees and the Rockwell Automation Retirement Savings Plan for Hourly Employees were merged with and into the Rockwell Automation Retirement Savings Plan for Salaried Employees, at which time the surviving Plan’s name was changed to the Rockwell Automation Retirement Savings Plan.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8: Exhibits.
         
  24    
Powers of Attorney authorizing certain persons to sign this Post-Effective Amendment No. 1 to the Registration Statement on behalf of certain directors and officers of Registrant, filed as Exhibit 24 to Regiatrant’s Annual Report on Form 10-K for the fiscal year ended September 30, 2010, is incorporated herein by reference.

 

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SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee, State of Wisconsin, on the 30th day of September, 2011.
         
  ROCKWELL AUTOMATION, INC.
 		  
  By:   /s/ Douglas M. Hagerman    
    (Douglas M. Hagerman, Senior Vice President,   
    General Counsel and Secretary)   
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed on the 30th day of September, 2011 by the following persons in the capacities indicated:
         
Signature       Title
 
        
Keith D. Nosbusch*
      Chairman of the Board, President and Chief
Executive Officer (principal executive
officer) and a Director
 
        
Betty C. Alewine*
      Director
 
        
Verne G. Istock*
      Director
 
        
Barry C. Johnson*
      Director
 
        
 
       Director 
 
Steven R. Kalmanson
       
 
        
 
       Director 
 
James P. Keane
       
 
        
William T. McCormick, Jr.*
      Director
 
        
Donald R. Parfet*
      Director
 
        
David B. Speer*
      Director
 
        
Theodore D. Crandall*
      Senior Vice President and Chief Financial
Officer (principal financial officer)
 
        
David M. Dorgan*
      Vice President and Controller (principal
accounting officer)
         
* By:
  /s/ Douglas M. Hagerman
 
(Douglas M. Hagerman, Attorney-in-fact)** 		   
     
**   By authority of the powers of attorney filed as Exhibit 24 hereto.

 

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The Plans. Pursuant to the requirements of the Securities Act of 1933, the Plan Administrator of each of the Plans has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee, State of Wisconsin on the 30th day of September, 2011.
         
  ROCKWELL AUTOMATION RETIREMENT SAVINGS
PLAN FOR REPRESENTED HOURLY EMPLOYEES
 		  
  By:   /s/ Teresa E. Carpenter    
    (Teresa E. Carpenter, Plan Administrator)   
 
  ROCKWELL AUTOMATION SAVINGS AND INVESTMENT PLAN
FOR REPERESENTED HOURLY EMPLOYEES
 		  
  By:   /s/ Teresa E. Carpenter    
    (Teresa E. Carpenter, Plan Administrator)   

 

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EXHIBIT INDEX
         
Exhibit
Number
       
 
  24    
Powers of Attorney authorizing certain persons to sign this Post-Effective Amendment No. 1 to the Registration Statement on behalf of certain directors and officers of Registrant, filed as Exhibit 24 to Registrant’s Annual Report on Form 10-K for the fiscal year ended September 30, 2010, is incorporated herein by reference.

 

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