-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TBedOCdErjnG6ZrFDUs50dsQXDe7yUzjO6PZwLN3kRcm+6GdjB67zvEciL/lM2sg Qfh1iBpEszLw7sKm+F4JZA== 0000912057-96-028141.txt : 19961204 0000912057-96-028141.hdr.sgml : 19961204 ACCESSION NUMBER: 0000912057-96-028141 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961203 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAVELERS CAPITAL II CENTRAL INDEX KEY: 0001024418 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 066432179 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-12533 FILM NUMBER: 96675452 BUSINESS ADDRESS: STREET 1: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2128168000 MAIL ADDRESS: STREET 1: 388 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10013 8-A12B 1 FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 TRAVELERS CAPITAL II (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 06-6432179 (State of incorporation or organization) (I.R.S. Employer Identification no.) c/o Travelers Group Inc. 388 Greenwich Street New York, New York 10013 (Address of principal executive offices) (zip code) If this Form relates to the registration If this Form relates to the of a class of debt securities and is registration of a class of debt effective upon filing pursuant to securities and is to become General Instruction A(c)(1) please effective simultaneously with the check the following box | | effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box | | Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of Each Exchange on Which to be so Registered Each Class is to be Registered 7 3/4% Trust Preferred Securities New York Stock Exchange (and the Guarantee with respect thereto) Securities to be registered pursuant to Section 12(g) of the Act: (None) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrant's Securities to be Registered. See the information set forth under the headings "Description of Preferred Securities" and "Description of Guarantees" in the Registration Statement on Form S-3 of the Registrant, as amended, dated September 30, 1996. Item 2. Exhibits. 2.1 Registration Statement on Form S-3 (No. 333-12439) of the Registrant, as amended (the "Registration Statement"). 2.2 Certificate of Trust dated September 19, 1996, of Travelers Capital II, incorporated by reference to Exhibit 4.2 to the Registration Statement. 2.3 Form of Amended and Restated Declaration of Trust for Travelers Capital II ("Declaration of Trust"), incorporated by reference to Exhibit 4.7 to the Registration Statement. 2.4 Form of Preferred Security, included in the Declaration of Trust. 2.5 Form of Guarantee with respect to the Preferred Securities, incorporated by reference to Exhibit 4.15 to the Registration Statement. 2.6 Form of Indenture between Travelers Group Inc. and The Chase Manhattan Bank, N.A., as Trustee, relating to the Junior Subordinated Debt Securities, incorporated by reference to Exhibit 4.11 to the Registration Statement. 2 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized. TRAVELERS CAPITAL II By /s/Irwin Ettinger ----------------------------- Irwin Ettinger, as Trustee By /s/Heidi G. Miller ----------------------------- Heidi G. Miller, as Trustee TRAVELERS GROUP INC. By /s/Robert Matza ----------------------------- 3 -----END PRIVACY-ENHANCED MESSAGE-----