0001104659-23-082220.txt : 20230719
0001104659-23-082220.hdr.sgml : 20230719
20230719091841
ACCESSION NUMBER: 0001104659-23-082220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230714
FILED AS OF DATE: 20230719
DATE AS OF CHANGE: 20230719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucresca SE
CENTRAL INDEX KEY: 0001394212
STATE OF INCORPORATION: C4
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 231095800
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43 1 98650 105
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Donata Holding SE
DATE OF NAME CHANGE: 20070323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings B.V.
CENTRAL INDEX KEY: 0001579134
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 231095802
BUSINESS ADDRESS:
STREET 1: PIET HEINKADE 55
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1019 GM
BUSINESS PHONE: 31 202 355 000
MAIL ADDRESS:
STREET 1: PIET HEINKADE 55
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1019 GM
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agnaten SE
CENTRAL INDEX KEY: 0001579044
STATE OF INCORPORATION: C4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 231095801
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43-1-98650-100
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Parentes Holding SE
DATE OF NAME CHANGE: 20130611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COTY INC.
CENTRAL INDEX KEY: 0001024305
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 133823358
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 350 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10118
BUSINESS PHONE: 212-389-7300
MAIL ADDRESS:
STREET 1: 350 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10118
FORMER COMPANY:
FORMER CONFORMED NAME: COTY INC /
DATE OF NAME CHANGE: 19961004
4
1
tm2321570-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-07-14
0
0001024305
COTY INC.
COTY
0001579134
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM
P7
NL 1019 GM
NETHERLANDS
0
0
1
0
0001579044
Agnaten SE
4, RUE JEAN MONNET
LUXEMBOURG
N4 L-2180
0
0
1
0
0001394212
Lucresca SE
4, RUE JEAN MONNET
LUXEMBOURG
N4 L-2180
0
0
1
0
0
Class A Common Stock, par value $0.01 per share
453853684
I
See footnotes.
Cash-Settled Total Return Swap
2023-07-14
4
P
1
40000000
11.3777
A
Class A Common Stock
40000000
40000000
D
These shares (the "Shares") of Class A Common Stock, par value $0.01 per share, of Coty Inc. (the "Company") are held and beneficially owned by JAB Beauty B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Beauty B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
JAB Holdings B.V. entered into long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares up to 40,000,000 Shares (the "Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Subject Shares. All balances will be exclusively cash settled. The Long Swaps have terms of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Long Swaps during certain specified earlier periods if it so chooses.
The price reported in Column 8 reflects the reference price of the Subject Shares upon the establishment of the Long Swap positions.
The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V.
2023-07-18
/s/ Frank Engelen, Managing Director of JAB Holdings B.V.
2023-07-18
/s/ Joachim Creus, Authorized Representative of Agnaten SE
2023-07-18
/s/ Joachim Creus, Authorized Representative of Lucresca SE
2023-07-18