0000904454-13-000685.txt : 20130613
0000904454-13-000685.hdr.sgml : 20130613
20130613151843
ACCESSION NUMBER: 0000904454-13-000685
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130613
FILED AS OF DATE: 20130613
DATE AS OF CHANGE: 20130613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COTY INC.
CENTRAL INDEX KEY: 0001024305
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 133823358
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-479-4300
MAIL ADDRESS:
STREET 1: 2 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: COTY INC /
DATE OF NAME CHANGE: 19961004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkshire Partners LLC
CENTRAL INDEX KEY: 0001312988
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911347
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-227-0050
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: Berkshire Partners LLC (d/b/a Stockbridge Investors)
DATE OF NAME CHANGE: 20120313
FORMER NAME:
FORMER CONFORMED NAME: Berkshire Partners LLC
DATE OF NAME CHANGE: 20041229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKSHIRE FUND VII L.P.
CENTRAL INDEX KEY: 0001374109
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911345
BUSINESS ADDRESS:
STREET 1: C/O BERKSHIRE PARTNERS LLC
STREET 2: 200 CLARENDON STREET, 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-227-0050
MAIL ADDRESS:
STREET 1: C/O BERKSHIRE PARTNERS LLC
STREET 2: 200 CLARENDON STREET, 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER NAME:
FORMER CONFORMED NAME: BERKSHIRE FUND VII L P
DATE OF NAME CHANGE: 20060829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Seventh Berkshire Associates LLC
CENTRAL INDEX KEY: 0001505181
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911346
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617 227-0050
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkshire Investors III LLC
CENTRAL INDEX KEY: 0001505184
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911342
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617 227-0050
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkshire Investors IV LLC
CENTRAL INDEX KEY: 0001505185
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911343
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617 227-0050
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKSHIRE FUND VII-A L.P.
CENTRAL INDEX KEY: 0001374108
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35964
FILM NUMBER: 13911344
BUSINESS ADDRESS:
STREET 1: ONE BOSTON PLACE
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-227-0050
MAIL ADDRESS:
STREET 1: ONE BOSTON PLACE
CITY: BOSTON
STATE: MA
ZIP: 02108
FORMER NAME:
FORMER CONFORMED NAME: BERKSHIRE FUND VII-A L P
DATE OF NAME CHANGE: 20060829
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2013-06-13
0
0001024305
COTY INC.
COTY
0001312988
Berkshire Partners LLC
200 CLARENDON STREET
BOSTON
MA
02116
0
0
1
0
0001505181
Seventh Berkshire Associates LLC
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001374109
BERKSHIRE FUND VII L.P.
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001374108
BERKSHIRE FUND VII-A L.P.
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001505185
Berkshire Investors IV LLC
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
0
0
1
0
0001505184
Berkshire Investors III LLC
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
0
0
1
0
Common Stock
26496440
I
See Footnotes
Common Stock
203342
D
Common Stock
474131
D
Common Stock
24167
I
See Footnotes
Represents shares held indirectly by Berkshire Partners LLC ("Berkshire Partners") and Seventh Berkshire Associates LLC ("7BA"). Berkshire Fund VII, L.P. ("Fund VII") owns 22,323,076 shares of Common Stock. Berkshire Fund VII-A, L.P. ("Fund VII-A") owns 4,173,364 shares of Common Stock. 7BA is the sole general partner of Fund VII and Fund VII-A. Berkshire Partners and 7BA are under common control and may be deemed to be, but do not admit to being, a group for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. Each of Berkshire Partners and 7BA disclaims beneficial ownership of any securities, except to the extent of its pecuniary interest therein.
Represents shares of Common Stock held directly by Berkshire Investors III LLC ("BI3"). BI3 may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
Represents shares of Common Stock held directly by Berkshire Investors IV LLC ("BI4"). BI4 may be deemed to be, but does not admit to being, a member of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
Represents shares in which Berkshire Partners has an economic interest.
One or more of the Reporting Persons are party to a stockholders agreement that relates to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest.
Bradley M. Bloom, Managing Director, Berkshire Partners LLC
2013-06-13