0001245551-20-000001.txt : 20200117
0001245551-20-000001.hdr.sgml : 20200117
20200117162050
ACCESSION NUMBER: 0001245551-20-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191130
FILED AS OF DATE: 20200117
DATE AS OF CHANGE: 20200117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER STEPHEN C
CENTRAL INDEX KEY: 0001245551
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02328
FILM NUMBER: 20533819
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND
CENTRAL INDEX KEY: 0000102426
IRS NUMBER: 132729672
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 7209170764
MAIL ADDRESS:
STREET 1: 1290 BROADWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: USLIFE INCOME FUND INC
DATE OF NAME CHANGE: 19920703
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2019-11-30
0
0
0
0000102426
BOULDER GROWTH & INCOME FUND
BIF
0001245551
MILLER STEPHEN C
2450 AGATE LANE
BOULDER
CO
80304
1
1
0
0
Chief Legal Officer
COMMON STOCK
2019-05-01
5
P
0
96.0563
11.2485
A
36551.0563
D
COMMON STOCK
2019-08-01
5
P
0
97.8014
11.1479
A
36648.8577
D
COMMON STOCK
2019-11-01
5
P
0
97.7739
11.2531
A
36746.6316
D
1. On June 16, 2016, the Erma Miller Limited Liability Company (EMLLC) distributed 42,370 shares of the Issuer (the Shares) in-kind to its members. No consideration was given or received in respect of the distribution of the Shares. The Reporting Person was one of four members of EMLLC and received 25% of the Shares (or 10,593 Shares) held by EMLLC. Prior to June 16, 2016, the Shares were held by the EMLLC had been reported as being held indirectly by the Reporting Person (See Reporting Peron's Form 4/A filed May 5, 2015). The Reporting Person inadvertently failed to file a Form 4 when the Shares were distributed in-kind to the EMLLC members.
2. Shares acquired pursuant to participation in a divedend reinvestment program. The Reporting Person inadvertently failed to file a Form 5 reporting shares received in his dividend reinvestment program within the required 45 days after the Issuer's fiscal year ending 11/30/2019.
/s/ Stephen C. Miller
2020-01-17