0001245551-20-000001.txt : 20200117 0001245551-20-000001.hdr.sgml : 20200117 20200117162050 ACCESSION NUMBER: 0001245551-20-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER STEPHEN C CENTRAL INDEX KEY: 0001245551 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02328 FILM NUMBER: 20533819 MAIL ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000102426 IRS NUMBER: 132729672 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 7209170764 MAIL ADDRESS: STREET 1: 1290 BROADWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: USLIFE INCOME FUND INC DATE OF NAME CHANGE: 19920703 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2019-11-30 0 0 0 0000102426 BOULDER GROWTH & INCOME FUND BIF 0001245551 MILLER STEPHEN C 2450 AGATE LANE BOULDER CO 80304 1 1 0 0 Chief Legal Officer COMMON STOCK 2019-05-01 5 P 0 96.0563 11.2485 A 36551.0563 D COMMON STOCK 2019-08-01 5 P 0 97.8014 11.1479 A 36648.8577 D COMMON STOCK 2019-11-01 5 P 0 97.7739 11.2531 A 36746.6316 D 1. On June 16, 2016, the Erma Miller Limited Liability Company (EMLLC) distributed 42,370 shares of the Issuer (the Shares) in-kind to its members. No consideration was given or received in respect of the distribution of the Shares. The Reporting Person was one of four members of EMLLC and received 25% of the Shares (or 10,593 Shares) held by EMLLC. Prior to June 16, 2016, the Shares were held by the EMLLC had been reported as being held indirectly by the Reporting Person (See Reporting Peron's Form 4/A filed May 5, 2015). The Reporting Person inadvertently failed to file a Form 4 when the Shares were distributed in-kind to the EMLLC members. 2. Shares acquired pursuant to participation in a divedend reinvestment program. The Reporting Person inadvertently failed to file a Form 5 reporting shares received in his dividend reinvestment program within the required 45 days after the Issuer's fiscal year ending 11/30/2019. /s/ Stephen C. Miller 2020-01-17