-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/63VS17ZhWwf1a91mCe01H7gSTwGsVo4EqXReHGcF482oQbs8Ap/oynCdvPiWSf P0foNQjKAX56Yc4zAGQMxQ== 0000914121-98-000686.txt : 19980820 0000914121-98-000686.hdr.sgml : 19980820 ACCESSION NUMBER: 0000914121-98-000686 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980819 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BASE TEN SYSTEMS INC CENTRAL INDEX KEY: 0000010242 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 221804206 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-32690 FILM NUMBER: 98694251 BUSINESS ADDRESS: STREET 1: ONE ELECTRONICS DR CITY: TRENTON STATE: NJ ZIP: 08619 BUSINESS PHONE: 6095867010 MAIL ADDRESS: STREET 1: ONE ELECTRONICS DR CITY: TRENTON STATE: NJ ZIP: 08619 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOCKHART KEVIN R CENTRAL INDEX KEY: 0001068114 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 111 WEST 3RD ST CITY: OGALLALA STATE: NE ZIP: 69153 BUSINESS PHONE: 3082843007 MAIL ADDRESS: STREET 1: 111 WEST 3RD STREET CITY: OGALLALA STATE: NE ZIP: 69153 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BASE TEN SYSTEMS, INC. (Name of Issuer) Common Stock, Class A (Title of Class of Securities) 069779-20-5 (CUSIP Number) William F. Hackett Base Ten Systems, Inc. One Electronics Drive Trenton, NJ 08619 (609) 586-7010 with a copy to: Revan Schwartz Andrew Garrett, Inc. 52 Vanderbilt Avenue New York, NY 10017 (212) 682-8833 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 23, 1998 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 069779-20-5 - ------------------------- --------------------- CUSIP No. 069779-20-5 13G Page 2 of 6 Pages - ------------------------- --------------------- - ------ ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) KEVIN LOCKHART --I.R.S. IDENTIFICATION NO. ____ - ------ ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a) |_| (b) |_| - ------ ------------------------------------------------------------------------- 3 SEC USE ONLY - ------ ------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 784,852 NUMBER OF -------- ------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------- ------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 784,852 -------- ------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 784,852 - -------- ----------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) |_| - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.29% - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------- ----------------------------------------------------------------------- - ------------------------- --------------------- CUSIP No. 069779-20-5 13G Page 3 of 6 Pages - ------------------------- --------------------- Item 1(a). Name of Issuer. Base Ten Systems, Inc. Item 1(b). Address of Issuer's Principal Executive Offices. One Electronics Drive Trenton, NJ 08619 Item 2(a). Names of Persons Filing. Kevin Lockhart Item 2(b). Address of Principal Business Office or, if none, Residence. 111 West 3rd Street Ogallala, NE 69153 Item 2(c). Citizenship. United States of America Item 2(d). Title of Class of Securities. Common Stock, Class A. Item 2(e). CUSIP Number. 069779-20-5 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 39(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). - ------------------------- --------------------- CUSIP No. 069779-20-5 13G Page 4 of 6 Pages - ------------------------- --------------------- (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to ss.240.13d-1(c), check this box |X|. Item 4. Ownership. (a) Amount beneficially owned: 784,852 shares (b) Percent of class: 8.29% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 784,852 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 784,852 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Inapplicable. - ------------------------- --------------------- CUSIP No. 069779-20-5 13G Page 5 of 6 Pages - ------------------------- --------------------- Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of Group. Inapplicable. - ------------------------- --------------------- CUSIP No. 069779-20-5 13G Page 6 of 6 Pages - ------------------------- --------------------- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 19, 1998 /s/ Kevin Lockhart ------------------ Kevin Lockhart Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----