0001209191-12-059049.txt : 20121221 0001209191-12-059049.hdr.sgml : 20121221 20121221161353 ACCESSION NUMBER: 0001209191-12-059049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121220 FILED AS OF DATE: 20121221 DATE AS OF CHANGE: 20121221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELL SAMUEL CENTRAL INDEX KEY: 0001024193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 121281691 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 c30812_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-12-20 1 0001061630 CAPITAL TRUST INC CT 0001024193 ZELL SAMUEL TWO NORTH RIVERSIDE PLAZA CHICAGO IL 60606 1 0 0 0 Class A Common Stock 2012-12-20 4 A 0 2308 3.57 A 171223 D Represents an award of Class A Common Stock Units in lieu of retainer and meeting fees that convert to shares of Class A Common Stock on a one-for-one basis as determined at the time of the grant. The number of shares of Class A Common Stock subject to the award was calculated by dividing $8,229 in retainer and meeting fees by the average trading price for the period October 1, 2012 to December 18, 2012. The Helen Zell Revocable Trust (the "HZRT") beneficially owns 10,000 shares of Class A Common Stock. Samuel Zell's spouse, Helen Zell, is the trustee of the HZRT. Samuel Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of his pecuniary interest therein. Includes 50,000 shares inadvertently omitted from Column 5 of previous Form 4s. /s/ Geoffrey G. Jervis, on behalf of Samuel Zell 2012-12-21