-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAqZprPwJ3PdoFcUrv2Bon5+E9jGJ0pvrbtzvCcACGtLL1IX6dnsyxdlOUaLeAm5 hnvBW3qxWoUYUTaG0dOIZQ== 0001116679-07-002013.txt : 20070803 0001116679-07-002013.hdr.sgml : 20070803 20070803180652 ACCESSION NUMBER: 0001116679-07-002013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070802 FILED AS OF DATE: 20070803 DATE AS OF CHANGE: 20070803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TRUST INC CENTRAL INDEX KEY: 0001061630 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946181186 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126550220 MAIL ADDRESS: STREET 1: PAUL, HASTINGS, JANOFSKY & WALKER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELL SAMUEL CENTRAL INDEX KEY: 0001024193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14788 FILM NUMBER: 071025219 BUSINESS ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124540100 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-02 0001061630 CAPITAL TRUST INC CT 0001024193 ZELL SAMUEL TWO NORTH RIVERSIDE PLAZA CHICAGO, IL 60606 1 0 0 0 Class A Common Stock 2007-08-02 4 P 0 2300 32.40 A 33500 I See footnote Class A Common Stock 2007-08-02 4 P 0 1500 32.41 A 35000 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.42 A 35100 I See footnote Class A Common Stock 2007-08-02 4 P 0 1800 32.45 A 36900 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.47 A 37000 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.48 A 37100 I See footnote Class A Common Stock 2007-08-02 4 P 0 5900 32.50 A 43000 I See footnote Class A Common Stock 2007-08-02 4 P 0 1500 32.51 A 44500 I See footnote Class A Common Stock 2007-08-02 4 P 0 1800 32.52 A 46300 I See footnote Class A Common Stock 2007-08-02 4 P 0 1100 32.53 A 47400 I See footnote Class A Common Stock 2007-08-02 4 P 0 400 32.54 A 47400 I See footnote Class A Common Stock 2007-08-02 4 P 0 1200 32.55 A 49000 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.57 A 49100 I See footnote Class A Common Stock 2007-08-02 4 P 0 2500 32.58 A 51600 I See footnote Class A Common Stock 2007-08-02 4 P 0 300 32.59 A 51900 I See footnote Class A Common Stock 2007-08-02 4 P 0 5400 32.60 A 57300 I See footnote Class A Common Stock 2007-08-02 4 P 0 300 32.62 A 57600 I See footnote Class A Common Stock 2007-08-02 4 P 0 700 32.63 A 58300 I See footnote Class A Common Stock 2007-08-02 4 P 0 1800 32.65 A 60100 I See footnote Class A Common Stock 2007-08-02 4 P 0 300 32.67 A 60400 I See footnote Class A Common Stock 2007-08-02 4 P 0 300 32.68 A 60700 I See footnote Class A Common Stock 2007-08-02 4 P 0 3700 32.70 A 64400 I See footnote Class A Common Stock 2007-08-02 4 P 0 1500 32.72 A 65900 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.73 A 66000 I See footnote Class A Common Stock 2007-08-02 4 P 0 600 32.74 A 66600 I See footnote Class A Common Stock 2007-08-02 4 P 0 2600 32.75 A 69200 I See footnote Class A Common Stock 2007-08-02 4 P 0 100 32.76 A 69300 I See footnote Class A Common Stock 2007-08-02 4 P 0 200 32.78 A 69500 I See footnote Class A Common Stock 2007-08-02 4 P 0 1700 32.80 A 71200 I See footnote Class A Common Stock 2007-08-02 4 P 0 1300 32.83 A 72500 I See footnote The Helen Zell Revocable Trust ("HZRT") beneficially owns 10,000 shares of Class A Common Stock. Samuel Zell's spouse, Helen Zell, is the trustee of the HZRT. Samuel Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of his pecuniary interest therein. The reporting person directly beneficially owns 20,873 Class A Common Stock Units which convert to shares of Class A Common Stock on a one-for-one basis. Shares reported herein are beneficially owned by the Zell Family Foundation (the "Foundation"). Mr. Zell is a director of the Foundation but does not have voting or dispositive power over, or a pecuniary interest in, such shares, and thus disclaims beneficial ownership thereof. /s/ Geoffrey G. Jervis, on behalf of Samuel Zell 2007-08-03 -----END PRIVACY-ENHANCED MESSAGE-----