0001136261-18-000216.txt : 20180810
0001136261-18-000216.hdr.sgml : 20180810
20180810161237
ACCESSION NUMBER: 0001136261-18-000216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180808
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pina Kenneth
CENTRAL INDEX KEY: 0001607857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14494
FILM NUMBER: 181008978
MAIL ADDRESS:
STREET 1: C/O PERNIX THERAPEUTICS HOLDINGS, INC.
STREET 2: 10 NORTH PARK PLACE, SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001024126
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330724736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 NORTH PARK PLACE
STREET 2: SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (862) 260-8457
MAIL ADDRESS:
STREET 1: 10 NORTH PARK PLACE
STREET 2: SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC
DATE OF NAME CHANGE: 19961002
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-08-08
0
0001024126
PERNIX THERAPEUTICS HOLDINGS, INC.
PTX
0001607857
Pina Kenneth
C/O PERNIX THERAPEUTICS HOLDINGS, INC.
10 NORTH PARK PLACE, SUITE 201
MORRISTOWN
NJ
07960
0
1
0
0
SVP, GC & Compliance Off.
Common Stock
2018-08-08
4
F
0
411
1.86
D
15143
D
Represents restricted stock units ("RSU") of Pernix Therapeutics Holdings, Inc. withheld to satisfy tax withholding obligations in connection with the vesting of RSUs, exempt under Rule 16b-3.
Consists of (i) 1,893 shares of common stock, (ii) the unvested amount of previously-awarded RSUs that vest in four equal annual installments of 1,250 shares with the second installment vesting on January 5, 2019, (iii) the unvested amount of previously-awarded RSUs that vest in four equal annual installments of 1,500 shares, with the second installment vesting on August 8, 2019 and (iv) the unvested amount of previously-awarded RSUs that vest in four equal installments of 1,250 shares, with the first installment vesting on March 15, 2019.
/s/ Kenneth R. Pina
2018-08-10