0001136261-18-000216.txt : 20180810 0001136261-18-000216.hdr.sgml : 20180810 20180810161237 ACCESSION NUMBER: 0001136261-18-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180808 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pina Kenneth CENTRAL INDEX KEY: 0001607857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14494 FILM NUMBER: 181008978 MAIL ADDRESS: STREET 1: C/O PERNIX THERAPEUTICS HOLDINGS, INC. STREET 2: 10 NORTH PARK PLACE, SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001024126 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330724736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 NORTH PARK PLACE STREET 2: SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (862) 260-8457 MAIL ADDRESS: STREET 1: 10 NORTH PARK PLACE STREET 2: SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC DATE OF NAME CHANGE: 19961002 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-08 0 0001024126 PERNIX THERAPEUTICS HOLDINGS, INC. PTX 0001607857 Pina Kenneth C/O PERNIX THERAPEUTICS HOLDINGS, INC. 10 NORTH PARK PLACE, SUITE 201 MORRISTOWN NJ 07960 0 1 0 0 SVP, GC & Compliance Off. Common Stock 2018-08-08 4 F 0 411 1.86 D 15143 D Represents restricted stock units ("RSU") of Pernix Therapeutics Holdings, Inc. withheld to satisfy tax withholding obligations in connection with the vesting of RSUs, exempt under Rule 16b-3. Consists of (i) 1,893 shares of common stock, (ii) the unvested amount of previously-awarded RSUs that vest in four equal annual installments of 1,250 shares with the second installment vesting on January 5, 2019, (iii) the unvested amount of previously-awarded RSUs that vest in four equal annual installments of 1,500 shares, with the second installment vesting on August 8, 2019 and (iv) the unvested amount of previously-awarded RSUs that vest in four equal installments of 1,250 shares, with the first installment vesting on March 15, 2019. /s/ Kenneth R. Pina 2018-08-10