0001136261-18-000215.txt : 20180810
0001136261-18-000215.hdr.sgml : 20180810
20180810161220
ACCESSION NUMBER: 0001136261-18-000215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180808
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whaley Glenn
CENTRAL INDEX KEY: 0001724623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14494
FILM NUMBER: 181008970
MAIL ADDRESS:
STREET 1: C/O PERNIX THERAPEUTICS HOLDINGS, INC.
STREET 2: 10 NORTH PARK PLACE, SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001024126
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330724736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 NORTH PARK PLACE
STREET 2: SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (862) 260-8457
MAIL ADDRESS:
STREET 1: 10 NORTH PARK PLACE
STREET 2: SUITE 201
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC
DATE OF NAME CHANGE: 19961002
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-08-08
0
0001024126
PERNIX THERAPEUTICS HOLDINGS, INC.
PTX
0001724623
Whaley Glenn
C/O PERNIX THERAPEUTICS HOLDINGS, INC.
10 NORTH PARK PLACE, SUITE 201
MORRISTOWN
NJ
07960
0
1
0
0
VP of Fin, PAO & Controller
Common Stock
2018-08-08
4
F
0
84
1.86
D
3616
D
Represents restricted stock units ("RSU") of Pernix Therapeutics Holdings, Inc. withheld to satisfy tax withholding obligations in connection with the vesting of RSUs, exempt under Rule 16b-3.
Consists of (i) 191 shares of common stock, (ii) the unvested amount of previously-awarded RSUs that vest in four equal annual installments of 275 shares, with the second installment vesting on August 8, 2019 and (iii) the unvested amount of previously-awarded RSUs that vest in four equal installments of 650 shares, with the first installment vesting on March 15, 2019.
/s/ Kenneth R. Pina, Attorney-in-Fact for Glenn Whaley
2018-08-10