0001136261-16-000687.txt : 20161122 0001136261-16-000687.hdr.sgml : 20161122 20161122161502 ACCESSION NUMBER: 0001136261-16-000687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161121 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERNIX THERAPEUTICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001024126 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330724736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 NORTH PARK PLACE STREET 2: SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (862) 260-8457 MAIL ADDRESS: STREET 1: 10 NORTH PARK PLACE STREET 2: SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: GOLF TRUST OF AMERICA INC DATE OF NAME CHANGE: 19961002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEUNG GABRIEL CENTRAL INDEX KEY: 0001236183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14494 FILM NUMBER: 162013360 MAIL ADDRESS: STREET 1: C/O PERNIX THERAPEUTICS HOLDINGS, INC. STREET 2: 10 NORTH PARK PLACE, SUITE 201 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-21 0 0001024126 PERNIX THERAPEUTICS HOLDINGS, INC. PTX 0001236183 LEUNG GABRIEL C/O PERNIX THERAPEUTICS HOLDINGS, INC. 10 NORTH PARK PLACE, SUITE 201 MORRISTOWN NJ 07960 1 0 0 0 Stock Option (right to buy) 3.5 2016-11-21 4 A 0 4000 0 A 2026-11-20 Common Stock 4000 4000 D The stock option vests in annual installments of approximately 1,000 shares, commencing on the first anniversary of November 21, 2016, with the final installment vesting on the fourth anniversary of the vesting start date. /s/ Michael Golembiewski, attorney-in-fact 2016-11-22