UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date
of earliest event reported):
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction | (Commission File Number) | (I.R.S. Employer | ||
of Incorporation) | Identification Number) |
(Address of Principal Executive Offices, Zip Code)
(Former name or former address, if changed since last report.)
Registrant’s telephone
number, including area code:
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered | ||
The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events
On September 18, 2023, Safe & Green Holdings Corp. (the “Company”) entered into a one year strategic corporate advisor agreement with Alex Spiro, effective as of October 1, 2023, pursuant to which Mr. Spiro will provide consulting, advisory and related services to the Company. In particular, Mr. Spiro will provide advice and recommendations to the Company regarding business strategy, strategic business relationships, capital markets and urban development projects. Pursuant to the agreement, Mr. Spiro will receive advisory fees of $20,000 per month. In addition, subject to approval by the Board of Directors, Mr. Spiro will be granted an award of 300,000 restricted stock units under the Company’s Stock Incentive Plan, as amended.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SAFE & GREEN HOLDINGS CORP. | ||
Dated: September 19, 2023 | By: | /s/ Patricia Kaelin |
Name: Patricia Kaelin | ||
Title: Chief Financial Officer |
2
Cover |
Sep. 18, 2023 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Sep. 18, 2023 |
Entity File Number | 001-38037 |
Entity Registrant Name | SAFE & GREEN HOLDINGS CORP. |
Entity Central Index Key | 0001023994 |
Entity Tax Identification Number | 95-4463937 |
Entity Incorporation, State or Country Code | DE |
Entity Address, Address Line One | 990 Biscayne Blvd |
Entity Address, Address Line Two | #501 |
Entity Address, Address Line Three | Office 12 |
Entity Address, City or Town | Miami |
Entity Address, State or Province | FL |
Entity Address, Postal Zip Code | 33132 |
City Area Code | 646 |
Local Phone Number | 240-4235 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock, par value $0.01 |
Trading Symbol | SGBX |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | false |
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