0001213900-20-042095.txt : 20201210 0001213900-20-042095.hdr.sgml : 20201210 20201210194852 ACCESSION NUMBER: 0001213900-20-042095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201209 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galvin Paul M. CENTRAL INDEX KEY: 0001532974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 201381866 MAIL ADDRESS: STREET 1: C/O SG BLOCKS, INC. STREET 2: 400 MADISON AVENUE, SUITE 16C CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 4 1 ownership.xml X0306 4 2020-12-09 0 0001023994 SG BLOCKS, INC. SGBX 0001532974 Galvin Paul M. C/O SG BLOCKS, INC. 17 STATE STREET, 19TH FLOOR NEW YORK NY 10004 1 1 0 0 Chief Executive Officer Common Stock 2020-12-09 4 A 0 372000 0 A 391355 D Common Stock 507 I TAG Partners, LLC Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% on the issue date and the remainder on the one year anniversary of the grant date, subject to the reporting person's continued service as an officer/director of the issuer through such date. Held by TAG Partners, LLC. Due to his position with TAG Partners, LLC, Mr. Galvin may be deemed to be a beneficial owner of common stock held by TAG Partners, LLC. Mr. Galvin disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. /s/ Paul Galvin 2020-12-11