0001213900-20-037026.txt : 20201113 0001213900-20-037026.hdr.sgml : 20201113 20201113181712 ACCESSION NUMBER: 0001213900-20-037026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201111 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blumenfeld Yaniv CENTRAL INDEX KEY: 0001738621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 201313014 MAIL ADDRESS: STREET 1: C/O SG BLOCKS, INC. STREET 2: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 4 1 ownership.xml X0306 4 2020-11-11 0 0001023994 SG BLOCKS, INC. SGBX 0001738621 Blumenfeld Yaniv C/O SG BLOCKS, INC. 17 STATE STREET, 19TH FLOOR NEW YORK NY 10004 1 0 0 0 Common Stock 2020-11-11 4 A 0 12953 0 A 20347 D Represents a grant of restricted stock units ("RSUs") under the SG Blocks, Inc. Stock Incentive Plan. Each RSU represents the right to receive, upon vesting, one share of the issuer's common stock, par value $0.01. The RSUs will vest 50% immediately and 50% on the one year anniversary of the grant date, subject to the reporting person's continued service as a director of the issuer through such date. The number of RSUs was determined by dividing $30,960 by $2.39, the closing sale price of the issuer's shares of common stock on the Nasdaq Capital Market on the grant date. /s/ Yaniv Blumenfeld 2020-11-13