<SEC-DOCUMENT>0001213900-19-023057-index.html : 20191113 <SEC-HEADER>0001213900-19-023057.hdr.sgml : 20191113 <ACCEPTANCE-DATETIME>20191113061039 ACCESSION NUMBER: 0001213900-19-023057 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20191107 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38037 FILM NUMBER: 191211615 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k110719_sgblocksinc.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: f8k110719_sgblocksinc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>f8k110719ex4-1_sgblocks.htm <DESCRIPTION>SENIOR SECURED CONVERTIBLE DEBENTURE, IN THE PRINCIPAL AMOUNT OF $480,770, DATED NOVEMBER 12, 2019 <TEXT> Document 2 - file: f8k110719ex4-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>f8k110719ex4-2_sgblocks.htm <DESCRIPTION>FORM OF PLACEMENT AGENT WARRANT <TEXT> Document 3 - file: f8k110719ex4-2_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>f8k110719ex10-1_sgblocks.htm <DESCRIPTION>SECOND AMENDMENT TO LOAN AGREEMENT AND PROMISSORY NOTE DATED NOVEMBER 7, 2019 BETWEEN CPF GP 2019-1 LLC AND SG BLOCKS, INC. <TEXT> Document 4 - file: f8k110719ex10-1_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>f8k110719ex10-2_sgblocks.htm <DESCRIPTION>SECURITIES PURCHASE AGREEMENT, BY AND BETWEEN SG BLOCKS, INC. AND REDDIAMOND PARTNERS LLC, DATED NOVEMBER 12, 2019 <TEXT> Document 5 - file: f8k110719ex10-2_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>f8k110719ex10-3_sgblocks.htm <DESCRIPTION>SECURITY AGREEMENT, BY AND BETWEEN SG BLOCKS, INC. AND REDDIAMOND PARTNERS LLC, DATED NOVEMBER 12, 2019 <TEXT> Document 6 - file: f8k110719ex10-3_sgblocks.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>7 <FILENAME>f8k110719ex10-4_sgblocks.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, BY AND BETWEEN SG BLOCKS, INC. AND THINKEQUITY, A DIVISION OF FORDHAM FINANCIAL MANAGEMENT, INC., DATED NOVEMBER 12, 2019 <TEXT> Document 7 - file: f8k110719ex10-4_sgblocks.htm
</DOCUMENT> </SEC-DOCUMENT>